Holders of Which of the Following Are Not Exempt from Taking

question 20

Multiple Choice

Holders of which of the following are not exempt from taking a Series 65 exam?

• A)CPA.
• B)CFA.
• C)CFP.
• D)PFS.
• E)All of the above are exempt.

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Definitions:

Security Insurance Agency

A specialized agency that provides insurance products designed to protect assets and individuals from various forms of security risks, such as theft or cyber-attacks.

Documents Of Title

Legal documents proving ownership or entitlement to a specific asset or property.

Bailee

A person or entity who is given temporary possession but not ownership of a property under a bailment agreement.

Trucking Company

A business entity that specializes in the transportation of goods and materials over land, typically using large vehicles like trucks.