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Which of the following is the most likely to be a good interview question?
Federal Securities Acts
Laws enacted by the U.S. federal government designed to regulate the securities industry and protect investors from fraudulent practices.
Significant Losses
Large or impactful financial, material, or reputational reductions experienced by individuals, organizations, or entities.
Private Securities Litigation Reform Act
A 1995 United States federal law that increased the standards for initiating securities fraud litigation to protect companies from frivolous lawsuits.
Illegal Conduct
Activities or actions that are forbidden by law, regulations, or statutes.
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