Examlex
________ systems are based on a suite of software models used to support business activities across the firm.
Violation
An instance of failing to comply with a set rule, regulation, or standard.
Arbitrage Opportunities
Situations where a profit can be made with no risk by simultaneously buying and selling assets in different markets or forms due to price discrepancies.
Investors
Individuals or institutions that allocate capital with the expectation of receiving financial returns.
SEC
The Securities and Exchange Commission, a U.S. government agency responsible for regulating the securities markets and protecting investors.
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