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Below Are Selected Portions from Quaker Oats' Tax Footnote in Its

question 64

Essay

Below are selected portions from Quaker Oats' tax footnote in its X6 annual report.

Provisions for income taxes on income before cumulative effect of accounting change were as follows:
 Dollars in Millions  X6  X5  X4  Currently payable Federal $99.4$339.1$129.8 Foreign 10.2131.715.0 State 26.654.940.2 Total currently payable 136.2525.7185.0 Deferred-net  Federal 15.9(19.8)(42.2) Foreign 10.4(7.3)(3.1) State 5.2(2.1)(12.4) Total deferred-net 31.5(29.2)(57.7) Provision for income $167.7$496.5$127.3 taxes \begin{array}{lrrr}\text { Dollars in Millions }&\text { X6 }&\text { X5 }&\text { X4 }\\\text { Currently payable}\\\text { Federal } & \$ 99.4 & \$ 339.1 & \$ 129.8 \\\text { Foreign } & 10.2 & 131.7 & 15.0 \\\text { State } & 26.6 & 54.9 & 40.2 \\\text { Total currently payable } & 136.2 & 525.7 & 185.0 \\\text { Deferred-net } & & & \\\text { Federal } & 15.9 & (19.8) & (42.2) \\\text { Foreign } & 10.4 & (7.3) & (3.1) \\\text { State } & 5.2 & (2.1) & (12.4) \\\text { Total deferred-net } & 31.5 & (29.2) & (57.7) \\\text { Provision for income } & \$ 167.7 & \$ 496.5 & \$ 127.3\\\text { taxes }\end{array}

The sources of pretax income before cumulative effect of accounting change were as follows:

 Dollars in Millions  X6  X5  X4  U.S. sources $362.8$925.4$302.2 Foreign sources 52.8295.118.2Income before income taxes and cumulative effect of accounting change$415.6$1,220.5$320.4\begin{array}{lrrrr}\text { Dollars in Millions } &{\text { X6 }} & \text { X5 } & \text { X4 } \\\text { U.S. sources } & \$ 362.8 & \$ 925.4 & \$ 302.2 \\\text { Foreign sources } & 52.8 & 295.1 & 18.2 \\\hline\\\text {Income before income}\\\text { taxes and }\\\text {cumulative effect of }\\\text {accounting }\\\text {change}&\$415.6&\$1,220.5&\$320.4\end{array} The components of the deferred income tax provision (benefit) were as follows:

 Dollars in Millions  X6  X5  X4  Accelerated tax depreciation $3.7$(23.8)$8.8 Postretirement benefits 0.6(6.5)(6.0) Accrued expenses including  restructuring charges 40.612.6(30.8) Loss carryforwards (7.1)3.5(6.1) Foreign gain deferral 9.8 Other (16.1)(15.0)(23.6)Provision (benefit) for deferredincome taxes$31.5$(29.2)$(57.7)\begin{array}{lcccc}\text { Dollars in Millions } & {\text { X6 }} & \text { X5 } & \text { X4 } \\\text { Accelerated tax depreciation } & \$ 3.7 & \$(23.8) & \$ 8.8 \\\text { Postretirement benefits } & 0.6 & (6.5) & (6.0)\\\text { Accrued expenses including }\\ \text { restructuring charges } & 40.6 & 12.6 & (30.8) \\\text { Loss carryforwards } & (7.1) & 3.5 & (6.1) \\\text { Foreign gain deferral } & 9.8 & - & - \\\text { Other } & (16.1) & (15.0) & (23.6)\\\text {Provision (benefit) for deferred}\\ \text {income taxes}&\$31.5&\$(29.2)&\$(57.7)\\\end{array}

Deferred tax assets and deferred tax liabilities were as follows:
 Dollars in Millions  X6  X5  Assets  Liabilities  Assets  Liabilities  Depreciation and amortization $56.9$400.1$58.8$405.6 Postretirement benefits 100.3100.9 Other benefit plans 60.89.259.820.2 Accrued expenses including  restructuring charges 80.37.9147.910.4 Loss carryforwards 14.513.5 Other 13.333.215.922.8 Subtotal 326.1450.4396.8459.0 Valuation allowance (14.2)(20.0)Total$311.9$450.4$376.8$459.0\begin{array}{lrcrc}\text { Dollars in Millions } &\quad\quad\quad {\text { X6 }} &\quad\quad\quad\quad\quad {\text { X5 }} \\& \text { Assets } & \text { Liabilities } & \text { Assets } & \text { Liabilities } \\\text { Depreciation and amortization } & \$ 56.9 & \$ 400.1 & \$ 58.8 & \$ 405.6 \\\text { Postretirement benefits } & 100.3 & - & 100.9 & -\\\text { Other benefit plans } & 60.8 & 9.2 & 59.8 & 20.2 \\\text { Accrued expenses including }\\\quad \text { restructuring charges } & 80.3 & 7.9 & 147.9 & 10.4 \\ \text { Loss carryforwards }& 14.5 & - & 13.5 & - \\\text { Other } & 13.3 & 33.2 & 15.9 & 22.8 \\\text { Subtotal } & 326.1 & 450.4 & 396.8 & 459.0 \\\text { Valuation allowance } & (14.2) & - & (20.0) & - \\\text {Total}& \$ 311.9 & \$ 450.4 & \$ 376.8 & \$ 459.0\end{array}
Required:

1a. What was the effective tax rate on all income for fiscal X6?
1b. What was the effective tax rate on foreign income for fiscal X6?

2a. How much did Quaker Oats record in deferred taxes for fiscal X6? Was this an asset or liability?
2b. What was the major item contributing to the deferred tax for X6? Explain fully how this arose.


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