Which of the Following Policy Measures Required the SEC to Prevent

question 40

Multiple Choice

Which of the following policy measures required the SEC to prevent issuers of asset-backed securities from choosing the credit-rating agencies that will give them the highest rating and supported earlier initiatives by the SEC?

• A) The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
• B) Sarbanes-Oxley Act of 2002.
• C) Global Legal Settlement of 2002.
• D) Gramm-Leach-Bliley Act of 1999.
• E) Riegle-Neal Act of 1994.

---

Definitions:

Task-Relationship Model

A framework in leadership that emphasizes the importance of balancing task orientation (achieving goals) with relationship orientation (maintaining interpersonal relationships) for effective leadership.

Leaders

Individuals who guide or direct a group, organization, or country towards achieving collective goals, often through inspiration, vision, and ensuring team cohesion.

Implicit Leadership Theories

Personal beliefs or assumptions individuals hold about the traits and abilities that make someone an effective leader, influencing how leaders are perceived and evaluated.

Insightful Comments

Observations or remarks that show a deep understanding of a topic or situation, often shedding new light on it.