Which of the Following Policy Measures Authorized Investors to Bring

question 9

Multiple Choice

Which of the following policy measures authorized investors to bring lawsuits against credit-rating agencies for a reckless failure to get the facts when providing a credit rating?

• A) The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
• B) Sarbanes-Oxley Act of 2002.
• C) Global Legal Settlement of 2002.
• D) Gramm-Leach-Bliley Act of 1999.
• E) Riegle-Neal Act of 1994.

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Definitions:

Mortgage Securitization

The process of pooling various mortgage loans into a single security which investors can purchase.

Legal Asset Owner

An individual or entity that holds the legal title to an asset or property, granting them rights to its use, disposal, or benefit.

Warrants

Securities that give the holder the right, but not the obligation, to buy a company's stock at a predetermined price before a specified date.

Common Shares

Equity investments that represent ownership in a company, providing voting rights and potential dividends to shareholders.