Which of the Following Policy Measures Prohibited Compliance Officers from Being

question 22

Multiple Choice

Which of the following policy measures prohibited compliance officers from being involved in producing or selling credit ratings?

• A) The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
• B) Sarbanes-Oxley Act of 2002.
• C) Global Legal Settlement of 2002.
• D) Gramm-Leach-Bliley Act of 1999.
• E) Riegle-Neal Act of 1994.

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Definitions:

Object Permanence

The understanding that objects continue to exist even when they cannot be seen, heard, or touched, typically developed during infancy.

Variability Scheme

In psychology or research, it refers to a conceptual framework for understanding how variations or differences in data are structured or categorized.

HOME

Typically refers to the physical place where one lives, but can also imply a sense of belonging or familial comfort.

Intellectual Development

The growth and change in mental capabilities and cognitive functions, including learning, reasoning, problem-solving, and decision-making.