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In addition to the licensing and prospectus provisions,the legislation has introduced further controls on the securities industry.Give a couple of examples.
Supplemental Unemployment Benefits
Additional financial assistance provided to unemployed workers, supplementing standard unemployment benefits to help meet their needs.
Defined Contribution Plans
A type of retirement plan where employees contribute a fixed amount or percentage of their paychecks into an account for their future retirement, with the final benefits based on the account balance at retirement.
Benefit Audit
A thorough examination of an organization's employee benefits program to ensure compliance, effectiveness, and efficiency.
Legal Requirements
Obligations that entities must comply with according to laws and regulations.
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