Section 5 of the Securities Act of 1933 Requires an Issuer

question 61

True/False

Section 5 of the Securities Act of 1933 requires an issuer to register its securities with the SEC prior to selling them to the public.

---

Definitions:

Law And Order

The legal and administrative system that enforces laws, ensures public safety, and maintains societal norms and peace.

Tet Offensive

Surprise attack by the Viet Cong and North Vietnamese during the Vietnamese NewYear of 1968; turned American public opinion strongly against the war in Vietnam.

Viet Cong

A political organization and army in South Vietnam and Cambodia that fought the United States and South Vietnamese governments, noted for their guerrilla warfare tactics during the Vietnam War.

North Vietnamese

Refers to the people or entities associated with North Vietnam, especially during the Vietnam War era when Vietnam was divided into North and South.