Examlex
In which of the following examples has communication occurred? (Check all that apply)
Pre-Filing Period
The time frame before the official submission of a document or application, often involving preparation or preliminary steps.
Solicitation
The act of requesting or seeking to obtain something, often used in legal contexts to refer to the act of seeking to procure business, services, or responses.
Rule 505
Rule 505 was a regulation under Regulation D of the SEC that allowed companies to offer and sell securities to accredited investors without public registration, subject to certain conditions. It has been superseded by updates to the regulations.
Rule 10b-5
A regulation under the U.S. Securities Exchange Act of 1934 aimed at preventing fraud, misrepresentation, and insider trading in the securities market.
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