If a Formal Ethics Complaint Is Filed Against You, You

question 10

Multiple Choice

If a formal ethics complaint is filed against you, you should NOT:

• A) respond fully and in writing to each of the charges made.
• B) contact the client who filed the complaint to see if you can work things out.
• C) consult with an attorney.
• D) submit as much documentation as you can that will help the ethics committee in its deliberations.
• E) contact your professional liability insurance carrier.

---

Definitions:

Forecasting Models

Quantitative and qualitative techniques used to predict future events or data points based on historical trends and patterns.

Mean Absolute Deviation

A measure of dispersion in a dataset, calculated as the average distance between each data point and the mean of the data.

Sum of Squares

A measure of the total variability within a data set, calculated by summing the squares of differences from the mean.

Daily Indexes

These are metrics or values that are recalculated every day to reflect the current state or performance of a particular dataset or market.