Which of the Following Is the Regulation That Allowed the SEC

question 115

Multiple Choice

Which of the following is the regulation that allowed the SEC to restrict program trading when it deems necessary?

• A)Securities Exchange Act.
• B)Investment Advisers Act.
• C)Investment Company Act.
• D)Insider Trading and Securities Fraud Enforcement Act.
• E)Market Reform Act.

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Definitions:

Receiver

In communication, the individual or entity that interprets and potentially responds to a message sent by a sender.

Instigator

A person who initiates or provokes a certain action or event.

Self-esteem

An individual's subjective evaluation of their own worth or value.

SBAR

An acronym for Situation, Background, Assessment, Recommendation; a communication protocol used in healthcare to facilitate prompt and appropriate communication.