Examlex
Genetically based behavior tendencies that are evident at an early age are known as __________.
Prospectus
A formal legal document that provides details about an investment offering for sale to the public, often containing data about the company's operations, financial condition, and management.
SEC
The Securities and Exchange Commission, a U.S. federal agency responsible for enforcing federal securities laws and regulating the securities industry.
CFA Institute Standards
Ethical and professional guidelines set by the CFA Institute that provide a framework for the conduct of investment professionals.
Professional Conduct
The behavior expected from members of a profession, upholding ethical standards and practices.
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