Which of the Following Licenses Permits Holders to Sell Virtually

question 4

Multiple Choice

Which of the following licenses permits holders to sell virtually any type of individual security?

• A)Series 6.
• B)Series 7.
• C)Series 63.
• D)Series 65.

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Definitions:

Shares

Units of ownership interest in a corporation or financial asset that provide a proportionate claim on the company's earnings and assets.

Corporation

A legal entity that is separate from its owners, providing them with limited liability, and able to own assets, borrow money, and be sued.

Professional Corporation

A business structure that allows licensed professionals to offer their services while enjoying certain legal and tax advantages.

Liable

Having legal responsibility or obligation, often used in the context of owing money or being responsible for specific actions or outcomes.