In a Survey of NOHS Members Regarding Ethical Behavior, 100

question 11

True/False

In a survey of NOHS members regarding ethical behavior, 100 percent of those polled found informing clients of the purpose of the helping relationship to be an ethical action.

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Definitions:

Syndicate

A group of individuals or organizations that come together to conduct business or pursue a common goal, often used in reference to investment and banking sectors.

Bought Deal

An agreement where an underwriter commits to buying the entire issuance of a new security and then reselling it to investors.

Underwriter

An entity or person that evaluates and assumes the risk of another entity's offerings, like securities in an IPO, insurance policies, or loans.

Financial Responsibility

Financial responsibility involves managing money in a way that allows an individual or organization to meet their obligations and prepare for future financial needs.