Which of the Following Statements Best Describes Principal Trading

question 46

Multiple Choice

Which of the following statements best describes principal trading?

• A)A trade which a broker executes at the request of an underwriter
• B)A trade which a broker executes on behalf of a client
• C)A trade which a broker executes on their own behalf
• D)Both B and C

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Definitions:

Personality

The combination of characteristics or qualities that form an individual's distinctive character, influencing thoughts, motivations, and behaviors.

Scientific Attitude

A mindset characterized by curiosity, skepticism, and openness to empirical evidence and logical arguments when evaluating claims or hypotheses.

Curiosity

A strong desire to know or learn something, driving individuals to explore, investigate, and seek out new information or experiences.

Sureness

The state of being confident in one's abilities, decisions, or beliefs.