Shelf Registration Under the Securities and Exchange Commission's Rule 415

question 68

Multiple Choice

Shelf registration under the Securities and Exchange Commission's Rule 415 allows .

• A) a quicker form of registration than would otherwise be permitted under the 1933 Act
• B) a more thorough examination of a company's registration statement than would otherwise occur under the 1933 Act
• C) the sale of a limited number of securities prior to registration
• D) the sale of securities over a period of time rather than immediately

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Definitions:

Principle Of Individualism

An ethical philosophy that holds that all primary goals should achieve long-term self-interests, with the emphasis on long-term; self-interest should not justify short-sighted actions.

Whistleblowing

The act of exposing any kind of information or activity that is deemed illegal, unethical, or not correct within an organization.

Government Protection

Measures and policies implemented by a government to ensure the safety, rights, and well-being of its citizens.

Morality

A system of conduct that covers all broadly based, mostly unwritten standards of how people should behave and generally conform to cultural ideals of right and wrong.