SEC Registration Is Not Required When a Company Makes

question 25

Multiple Choice

SEC registration is not required when a company makes

• A)a private placement of securities.
• B)a public offering of securities issue having a value less than $5 million and a maturity less than nine months.
• C)an issue of debt with a maturity less than nine months.
• D)both a private placement of securities and a public offering of securities issue having a value less than $5 million and a maturity less than nine months.

---

Definitions:

Estrogen

A group of steroid hormones that promote the development and maintenance of female characteristics of the body.

Feedback Loops

Mechanisms that use the outcomes of processes to regulate and control the processes themselves, often maintaining stability in systems.

Female Hormones

Chemical substances, such as estrogen and progesterone, produced mainly by the ovaries that regulate female reproductive functions and secondary sex characteristics.

Haploid

Having one of each type of chromosome characteristic of the species.