Under the Securities Act of 1933,which of the Following Is

question 34

Multiple Choice

Under the Securities Act of 1933,which of the following is true about activities of the issuer during the waiting period?

• A) The issuer cannot condition the market during the waiting period.
• B) The issuer can make preliminary sales to accredited investors during the waiting period.
• C) The issuer cannot place tombstone ads during the waiting period.
• D) The issuer may not make any offers to sell the securities during the waiting period.

---

Definitions:

Soviet Union

A former federal socialist state in northern Eurasia that existed from 1922 to 1991, known for its communist government and major role in world politics during the 20th century.

South Korea

A country in East Asia, located on the southern part of the Korean Peninsula, known for its technological advances and rich cultural heritage.

North Korea

A sovereign state in East Asia, officially known as the Democratic People's Republic of Korea, characterized by its totalitarian regime and isolation from much of the international community.

Autocratic Leaders

Individuals who rule with absolute power, making decisions without input from others, often found in dictatorial governments.