The Due Diligence Defense Is Applicable to Actions Filed Under

question 18

Multiple Choice

The due diligence defense is applicable to actions filed under:

• A) Section 11 of the Securities Act of 1933
• B) Section 10(b) of the Securities Exchange Act of 1934
• C) Both A and B
• D) Neither A nor B

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Definitions:

Incentives

Motivational tools or rewards designed to encourage specific behavior or actions from individuals or groups.

Centre-Of-Gravity Method

A mathematical technique used for finding the best location for a single distribution point that services several stores or areas.

Centralized Facility

describes a single location where operations or decision-making processes are concentrated, often to leverage efficiency or control.

Distribution Centre

A specialized facility that is responsible for receiving, storing, and distributing products to retailers or customers.