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______________ Refers to a Practitioner's Level of Awareness,knowledge,and Interpersonal Skill

question 12

Multiple Choice

______________ refers to a practitioner's level of awareness,knowledge,and interpersonal skill needed to function effectively in a pluralistic society and to intervene on behalf of clients from diverse backgrounds.


Definitions:

Investors

People or organizations that invest money with the aim of achieving financial gains.

Rule 10b-5

A regulation enacted under the Securities Exchange Act of 1934 that prohibits any act or omission resulting in fraud or deceit in connection with the purchase or sale of any security.

Fiduciary Duty

A legal obligation of one party to act in the best interest of another. The obligated party is typically a fiduciary, that is, someone entrusted with the care of property or money.

Misappropriated

Improperly or unlawfully used or taken, especially concerning money or assets entrusted to someone's care.

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