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Which finding indicates a pathology?
Registration Statement
A set of documents filed with securities regulatory bodies detailing information about a company's financial situation and the securities it wishes to issue.
Offering Circular
A document that provides detailed information about a company's operations, financial status, and terms of a securities offering to potential investors.
Regulation A
An exemption from registration requirements mandated by the SEC, applicable for smaller public offerings of securities.
Private Offering
A funding method where securities are sold to a small number of selected investors instead of the general public, often to raise capital for a company.
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