Which of the Following Is an Example of a Federal

question 33

Multiple Choice

Which of the following is an example of a federal administrative body that plays a role in regulating activity?

• A) the Securities Commission
• B) the Board of Health
• C) the Canadian Radio-television and Telecommunications Commission (CRTC)
• D) the Liquor Control Board

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Definitions:

Large Blocks

Trades involving a significantly large quantity of stocks or securities, typically used by institutional investors.

ECNs

Electronic Communication Networks are automated systems that match buy and sell orders for securities in the financial markets.

NYSE Arca

An electronic securities exchange in the United States where stocks and options are traded.

Automatic Trade Execution

A feature of trading platforms that allows for the immediate execution of trades at the market price, based on pre-set criteria without manual intervention.