Dora Is an Investment Advisor Who Is Also Part Owner

question 50

Multiple Choice

Dora is an investment advisor who is also part owner of a new business.Without disclosing her ownership,Dora has recommended that clients purchase shares in her new business.Which of the following wrongs has Dora likely committed?

• A) breach of duty of agency
• B) breach of fiduciary duty
• C) breach of authority
• D) estoppel

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Definitions:

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