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Preliminary Prospectus
An initial document provided by a securities issuer that includes most of the details about the business and the proposed offering, but not the price.
Red Herring
A preliminary prospectus filed by a company with the Securities and Exchange Commission (SEC), usually in connection with the company's initial public offering.
Indenture
The contract between the bond issuer and the bondholder.
NYSE Hybrid Market
A trading platform that combines electronic trading and traditional floor trading methods to increase efficiency and flexibility in trades.
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