Examlex
A major step in regulating "unfair or deceptive business acts and practices" was the enactment of the ________ in 1938.
Commission Income
Revenue earned by an individual or company for facilitating a transaction or service, often a percentage of the transaction value.
Price Continuity
The concept that securities should have consistent pricing through time without large gaps or discontinuities.
Stop-Loss Order
A buy or sell order for a stock or other security set at a specified price level, meant to limit an investor's loss on a security position.
Buy Stop Order
An order placed with a broker to purchase a security when it reaches a certain price higher than the current market price, used to limit a loss or protect a profit.
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