Examlex
Active listeners should avoid interrupting the speaker.
Trust Indenture Act
A federal law in the United States that imposes regulations on the issuance of certain securities, including requiring a formal agreement between bond issuers and trustees.
Investment Company Act
A federal law regulating the organization and activities of investment companies, primarily to protect investors from conflicts of interest and other abuses.
Regulation S-X
A regulation by the U.S. Securities and Exchange Commission that sets forth the form and content of financial statements required to be filed with the commission.
Regulation S-K
A regulation under the U.S. Securities Act that outlines reporting requirements for various SEC filings used by public companies.
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