What Is Private Placement of Securities

question 51

Multiple Choice

What is private placement of securities?

• A) A procedure that allows a company to register securities and then sell them over a period of two years without reregistering.
• B) A procedure that allows the sale of securities to no more than 35 sophisticated knowledgeable investors, with no general solicitation allowed.
• C) A method of filing Form 10-K with the SEC.
• D) The registration of mutual funds that engage in investing and trading securities.
• E) A sale of securities to no more than 50 accredited investors, with no general solicitation allowed.

---

Definitions:

Witness

A person who sees an event, typically a crime or accident, take place and can provide a firsthand account of what happened.

Memory

The cognitive process involving the encoding, storage, and retrieval of information over time.

Serial Position Effect

A psychological phenomenon where people tend to recall the first and last items in a list better than the middle items.

Presentation

The act of showing, displaying, or delivering information or data to an audience through various means such as speeches, demonstrations, or multimedia.