Which One of the Following Regulates the Initial Offering of Securities

question 34

Multiple Choice

Which one of the following regulates the initial offering of securities by a company or underwriter?

• A) The Securities Act of 1933.
• B) The Securities Exchange Act of 1934.
• C) The Investment Company Act of 1940.
• D) The Investment Advisers Act of 1940.
• E) The Sarbanes-Oxley Act of 2002.

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Definitions:

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