Which of the Following Securities/investment Acts Regulates the Sale of Mutual

question 121

Multiple Choice

Which of the following securities/investment acts regulates the sale of mutual fund shares?

• A)The Securities Act of 1933
• B)the Securities and Exchange Act of 1934
• C)The Investment Company Act of 1940
• D)The Sarbanes-Oxley Act of 2002
• E)The Securities and Protection Act of 1970

---

Definitions:

Group

A collection of users, devices, or objects united by a common attribute, used for organizing, managing, or targeting purposes within systems or applications.

Combine Shapes

A feature in graphics software that allows the user to merge two or more shapes into one complex shape.

Resize

The process of changing the dimensions of an image, window, or other display objects on a computer screen.

Bring To Front

A command in graphic software that moves the selected object or layer to the top of the stacking order.