Which of the Following Mandated That Firms Must Submit an Annual

question 59

Multiple Choice

Which of the following mandated that firms must submit an annual report to the SEC outlining the effectiveness of their internal accounting controls?

• A) SEC Amendments Act
• B) SIPC
• C) Glass-Stegall Act
• D) Sarbanes-Oxley Act

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Definitions:

Grown Children

Adults who have reached maturity and are often independent, but still maintain a filial relationship with their parents.

Interactions

Refers to the mutual or reciprocal actions or influences among entities, individuals, or factors.

Positive

An adjective describing a beneficial, constructive, or affirmative quality or outcome.

Regular Basis

Occurring or done frequently and at uniformly spaced intervals.