The Law That Requires That All New Issues Being Offered

question 53

Multiple Choice

The law that requires that all new issues being offered for public sale to be registered with the SEC is the:

• A) Securities Act of 1933.
• B) Securities Exchange Act of 1934.
• C) Maloney Act of 1936.
• D) Securities Investor Protection Act of 1970.

Understand the characteristics and differences between various U.S. government securities such as Treasury bills, notes, and bonds.

Recognize the nuances between Federal Agency debt issues and U.S. Treasury securities.

Comprehend the structure and implications of interest rates and maturity values of Treasury bills.

Analyze the reasons investors might choose municipal bonds over higher interest revenue options.

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Definitions:

Temperature

A measure of the average kinetic energy of the particles in an object or system, indicating how hot or cold the object is.

Increased

Increased refers to a situation or condition becoming larger, greater, or higher in number or amount.

X-variable

An independent variable in mathematical functions and experiments that can be changed to observe its effect on the outcome.

Y-variable

The dependent variable in an equation or a model, whose value is predicted or explained by other variables.