Section 16(b)differs from Rule 10b-5 in That the Latter

question 70

Multiple Choice

Section 16(b) differs from Rule 10b-5 in that the latter:

• A) applies to transfers within 6 months of each other.
• B) only applies to officers,directors and 10% shareholders.
• C) allows injured investors to recover damages on their own behalf.
• D) All of these.

---

Definitions:

Mezzo-Level Skills

Abilities focused on working with small groups, such as families or teams, to facilitate change or provide services within a community or organizational context.

Small Groups

Units of individuals gathered together based on common interests, goals, or purposes, typically characterized by face-to-face interaction and a sense of belonging.

Policy Practice

The professional activity of influencing and making changes to public policy, often within the context of social work to enhance social welfare.

Legislative Settings

Environments or contexts related to the process of making and enacting laws, often involving government bodies such as parliaments or legislative assemblies.