Recovery of Damages Under Rule 10b-5 Requires Proof Of

question 39

Multiple Choice

Recovery of damages under Rule 10b-5 requires proof of:

• A) a purchase and sale of the same securities within six months.
• B) scienter.
• C) negligence.
• D) immateriality of a statement.

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Definitions:

Secondary Gain

The advantage or benefit a person unconsciously gains from maintaining their illness or ailment.

Repressed Emotions

Emotions that are unconsciously avoided or suppressed due to various psychological reasons.

Symptom Complaints

Expressions of discomfort, distress, or dysfunction experienced by an individual, often prompting seeking medical or psychological treatment.

Traumatic Event

An incident that causes significant emotional shock and may result in lasting psychological trauma.