Examlex
Two principal sources for corporate financing are debt and equity investment securities.
Intrastate Exemption
Refers to exceptions within state regulations that allow certain activities to occur without needing to comply with broader federal laws or regulations.
SEC
The Securities and Exchange Commission, a U.S. federal agency responsible for enforcing federal securities laws, regulating the securities industry, and overseeing the nation's stock and options exchanges.
1934 Act
The Securities Exchange Act of 1934, which governs the trading of securities, such as stocks and bonds, in the U.S.
Proxy Solicitations
The process of gathering votes or consents from shareholders by a party seeking to influence decisions or actions within a company, often related to corporate governance issues.
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