Each of the Following Questions Names an Item

question 48

Short Answer

Each of the following questions names an item. Select the correct description of the item from this list. Indicate your selection by entering the letter of the description.
Descriptions
a. Provides preliminary information to investors about an upcoming issue.
b. Informs investors of an upcoming offering.
c. Required annual filing to the SEC .
d. Discloses unscheduled material events.
e. Includes amendments to the Securities Act, additional disclosure requirements, and other current issues regarding accounting and auditing principles and standards.
f. Results in a thorough examination by the SEC of a registration statement.
g. Issued by the staff of the SEC and contains differences that must be corrected in a registration statement before the securities may be offered or sale.
h. Quarterly report to SEC .
i. Includes new or revised administrative practices and interpretations used in reviewing financial statements.
j. Includes the results of actions taken against accountants or other participants because false or misleading statements were filed.
k. Includes Regulations S-X and S-K .
Customary Review

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Definitions:

Extrapolation

The process of estimating beyond the original observation range, based on the trend of the data.

Multiple Linear Regression Analysis

It is a statistical technique that uses several explanatory variables to predict the outcome of a response variable.

Data Entry

The process of inputting data or information into a computer or database system, often for the purpose of analysis or record keeping.

Software Program

A collection of instructions that enable a computer to perform specific tasks or operations; also referred to as software applications or simply software.