Examlex
Each of the following questions names an item. Select the correct description of the item from this list. Indicate your selection by entering the letter of the description.
Descriptions
a. Provides preliminary information to investors about an upcoming issue.
b. Informs investors of an upcoming offering.
c. Required annual filing to the SEC.
d. Discloses unscheduled material events.
e. Includes amendments to the Securities Act, additional disclosure requirements, and other current issues regarding accounting and auditing principles and standards.
f. Results in a thorough examination by the SEC of a registration statement.
g. Issued by the staff of the SEC and contains differences that must be corrected in a registration statement before the securities may be offered or sale.
h. Quarterly report to SEC.
i. Includes new or revised administrative practices and interpretations used in reviewing financial statements.
j. Includes the results of actions taken against accountants or other participants because false or misleading statements were filed.
k. Includes Regulations S-X and S-K.
Form 10-K
Adjustment Code
Used in billing and accounting to denote corrections or modifications made to a patient's account in healthcare settings.
Canceled Account Balance
The remaining amount of money in an account that has been closed or terminated.
Collection Letters
Written notices sent by creditors to debtors requesting payment of overdue balances.
Overlooked
Failed to be noticed or considered; omitted due to inattention.
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