Each of the Following Questions Names an Item

question 21

Short Answer

Each of the following questions names an item. Select the correct description of the item from this list. Indicate your selection by entering the letter of the description.
Descriptions
a. Provides preliminary information to investors about an upcoming issue.
b. Informs investors of an upcoming offering.
c. Required annual filing to the SEC.
d. Discloses unscheduled material events.
e. Includes amendments to the Securities Act, additional disclosure requirements, and other current issues regarding accounting and auditing principles and standards.
f. Results in a thorough examination by the SEC of a registration statement.
g. Issued by the staff of the SEC and contains differences that must be corrected in a registration statement before the securities may be offered or sale.
h. Quarterly report to SEC.
i. Includes new or revised administrative practices and interpretations used in reviewing financial statements.
j. Includes the results of actions taken against accountants or other participants because false or misleading statements were filed.
k. Includes Regulations S-X and S-K.
Staff Accounting Bulletins

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Definitions:

Emergency Preparedness

The process of planning and implementing actions to prevent, respond to, and recover from natural disasters, accidents, or terrorist attacks.

Federal Reserve System

The Federal Reserve System is the central banking system of the United States, responsible for monetary policy, regulation of banks, and ensuring stability in the financial system.

Economic Scare

A situation that causes widespread fear or concern about the stability or future of an economy.

Joint Chiefs

The Joint Chiefs of Staff is a body of senior uniformed leaders in the United States Department of Defense who advise the President, the Secretary of Defense, the Homeland Security Council, and the National Security Council on military matters.