Excessively Trading a Customers Account to Increase a Stockbrokers Commission

question 9

Multiple Choice

Excessively trading a customers account to increase a stockbrokers commission income is

• A) an acceptable method of timing the market to increase rates of return.
• B) called churning which is acceptable by the securities industry.
• C) called churning which is unethical.
• D) permitted provided that the customer does not object.

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Definitions:

Mechanical Ventilation

involves the use of machines to assist or replace spontaneous breathing, critical in patients unable to breathe independently.

Tracheostomy Collar

A device designed to secure a tracheostomy tube in place, ensuring that it remains aligned and does not cause injury to the trachea.

Emergency Response

The immediate and effective actions taken in response to a sudden and urgent situation, often to prevent further harm or damage.

Dislodging

The act of removing or knocking something out of its position, often referring to a foreign object in the body or a component in machinery.