Which One of the Following Statements About Stockbrokers Is Correct

question 52

Multiple Choice

Which one of the following statements about stockbrokers is correct?

• A) Stockbrokers act as dealers in the securities they trade.
• B) Stockbrokers must be licensed by the Australian Securities and Investments Commission.
• C) Stockbrokers execute trades on the floor of the Australian Securities Exchange on behalf of account executives.
• D) Stockbrokers are regulated by financial consultants.

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Definitions:

Human Female

An adult human being of the female sex, characterized biologically by two X chromosomes but defined beyond biology by a complex interplay of roles, expectations, and cultural identities.

Human Male

An adult member of the species Homo sapiens characterized by a Y chromosome, producing distinctive biological and reproductive traits compared to females.

Mental Disorders

A wide range of conditions that affect mood, thinking, and behavior, often causing distress or impairment in functioning.

Ethnic Groups

Socially defined categories of people who identify with each other based on shared cultural, ancestral, or national experiences.