You Are a Financial Advisor and a Client Tells You

question 29

Essay

You are a financial advisor and a client tells you he is concerned about the amount of risk in his portfolio. Assuming your client hasn't already done them, what two things can you suggest to reduce your client's risk? What additional information about reducing risk should you provide?

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Definitions:

Title VII

A section of the Civil Rights Act of 1964 prohibiting employment discrimination based on race, color, religion, sex, or national origin.

Civil Rights Act

Comprehensive legislation in the United States that outlawed discrimination based on race, color, religion, sex, or national origin, initially enacted in 1964.

Harassment Prevention

Strategies and measures implemented by organizations to protect employees from unwanted and inappropriate behaviors.

Hostile Work Environment

A workplace where harassment or discriminatory practices make it difficult for an employee to work.