Examlex
The most significant financial document provided by a government is the
Unaudited Financial Statements
Financial reports that have not undergone a formal examination by an independent certified public accountant or auditing firm.
Section 10(b)
A provision of the Securities Exchange Act of 1934 in the United States that prohibits any manipulative or deceptive mechanism in the purchase or sale of securities in contravention of SEC rules.
Rule 10b-5
A regulation enacted by the U.S. Securities and Exchange Commission to prevent fraud and manipulation in the securities markets through misrepresentation or deceptive practices.
Securities Exchange Act of 1934
A U.S. law governing the secondary trading of securities (stocks, bonds, and debentures) to protect investors against malpractice.
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