Examlex

Solved

Match Each Definition That Follows with the Term (A-E) It

question 121

Multiple Choice

Match each definition that follows with the term (a-e) it defines.
-Constraint


Definitions:

Issuer

An entity that develops, registers, and sells securities to finance its operations, which can be corporations, governments, or municipal bodies.

Investors

People or organizations that invest money with the aim of achieving financial gains.

Rule 10b-5

A regulation enacted under the Securities Exchange Act of 1934 that prohibits any act or omission resulting in fraud or deceit in connection with the purchase or sale of any security.

Fiduciary Duty

A legal obligation of one party to act in the best interest of another. The obligated party is typically a fiduciary, that is, someone entrusted with the care of property or money.

Related Questions