Examlex
Draft a checklist of or enter text page references to the items that need to be researched and summarized in preparation for settlement. Indicate the sources for such information. Place the checklist in the settlement section of your systems folder.
Significant Influence
The power to participate in the financial and operating policy decisions of another entity, without having control over those policies.
Investment Account
A type of account held at a financial institution that holds securities, cash, and other assets in the name of the investor.
Shares Sold
Refers to the number of shares of stock that have been bought and sold by investors over a given period, indicating trading activity and liquidity.
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