A Criminal Case Under the Securities Act of 1933 Is

question 33

Multiple Choice

A criminal case under the Securities Act of 1933 is prosecuted by

• A)the SEC.
• B)the Justice Department.
• C)the Department of the Treasury.
• D)the FTC.

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Definitions:

Interest Rate

The amount charged by a lender to a borrower for the use of assets, expressed as a percentage of the principal.

ROA

Return on Assets, a financial ratio that shows the percentage of profit a company earns in relation to its overall resources.

ROE

Return On Equity; a measure of a corporation's profitability that reveals how much profit a company generates with the money shareholders have invested.

Operating ROA

A financial ratio that measures the efficiency of a company's operation by dividing its operating income by its total assets.