Examlex
An example of segregation of duties is having a check signer recording cash disbursements.
Creditors
Individuals or entities that loan money or extend credit, expecting to be repaid, often with interest.
Registered Bonds
Bonds that are registered in the name of the holder and require transfer of ownership when sold, contrasting with bearer bonds.
Transfer Agent
An organization that keeps records of the owners of a company’s securities. When a security is sold by one investor to another, ownership is transferred on the record by the transfer agent.
SEC
The Securities and Exchange Commission, a U.S. federal agency responsible for enforcing federal securities laws and regulating the securities industry.
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