Examlex
Which of the following is most likely to constitute fraud?
Intent to Convert
The expressed or implied intention of a holder of a convertible security or instrument to change it into a different form, usually into shares of stock.
Pension Funds
Investment pools that collect and invest contributions from participants to finance retirement benefits.
Mutual Funds
Investment funds that pool money from many investors to purchase a diversified portfolio of stocks, bonds, or other securities.
Debt Securities
Financial instruments representing a loan made by an investor to a borrower, typically corporate or governmental.
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