Which of the Following Represents a Valid Regulation a Tier

question 29

Multiple Choice

Which of the following represents a valid Regulation A Tier 1 offering?

• A)Selling $3 million of securities in any 12-month period with a $250,000 individual investor limit
• B)Selling $10 million in securities in any 12-month period; investors can't buy more than 10% of their annual income or net worth
• C)Selling $4 million of securities in any 12-month period with no individual investor limit
• D)Selling $20 million in securities in any 12-month period; investors can't buy more than 5% of their annual income or net worth

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Definitions:

Frontal Lobes

The portion of the cerebral cortex involved in decision making, problem solving, control of purposeful behaviors, consciousness, and emotions.

Phineas Gage

A historically significant patient whose personality changes after a brain injury helped scientists understand the brain's role in personality and behavior.

Auditory Hallucinations

Experiences involving hearing sounds—most commonly voices—that are not present in the external environment.

Muscle Spasms

Involuntary contractions of a muscle or group of muscles, often causing pain or discomfort.