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Dodd-Frank Act
Comprehensive financial reform legislation passed in 2010 in the United States to enhance financial stability and consumer protection.
SEC Authority
The legal power granted to the U.S. Securities and Exchange Commission to regulate and supervise the securities industry, including enforcing laws against market manipulation and fraud.
Whistleblowing
The act of exposing any kind of information or activity that is deemed illegal, unethical, or not correct within an organization.
Exempt Offering
A securities offering exempt from registration with the SEC, often under Regulation D.
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