Examlex
Simplify, where possible.
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Short Transactions
Financial activities where securities are borrowed and sold with the expectation to buy them back at a lower price for a profit, betting on declining market prices.
Street Name
A practice where securities are held in the brokerage firm's name on behalf of a client, facilitating easier trade execution and maintenance.
Commercial Banks
Financial institutions that accept deposits, offer various loans, and provide other financial services to the public.
SEC Investigation
An inquiry conducted by the U.S. Securities and Exchange Commission into potential violations of securities laws or regulations.
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